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arXiv:2306.06031v2 Announce Type: replace-cross Abstract: Large language models (LLMs) have shown the potential of revolutionizing natural language processing tasks in diverse domains, sparking great interest in finance. Accessing high-quality financial data is the first challenge for financial LLMs (FinLLMs). While proprietary models like BloombergGPT have taken advantage of their unique data accumulation, such privileged access calls for an open-source alternative to democratize Internet-scale financial data. In this paper, we present an open-source large language model, FinGPT, for the finance sector. Unlike proprietary models, FinGPT takes a data-centric approach, providing researchers and practitioners with accessible and transparent resources to develop their FinLLMs. We highlight the importance of an automatic data curation pipeline and the lightweight low-rank adaptation technique in building FinGPT. Furthermore, we showcase several potential applications as stepping stones for users, such as robo-advising, algorithmic trading, and low-code development. Through collaborative efforts within the open-source AI4Finance community, FinGPT aims to stimulate innovation, democratize FinLLMs, and unlock new opportunities in open finance. Two associated code repos are https://github.com/AI4Finance-Foundation/FinGPT and https://github.com/AI4Finance-Foundation/FinNLP

arXiv:2406.08824v2 Announce Type: replace-cross Abstract: Members of the Human-Robot Interaction (HRI) and Machine Learning (ML) communities have proposed Large Language Models (LLMs) as a promising resource for robotics tasks such as natural language interaction, household and workplace tasks, approximating 'common sense reasoning', and modeling humans. However, recent research has raised concerns about the potential for LLMs to produce discriminatory outcomes and unsafe behaviors in real-world robot experiments and applications. To assess whether such concerns are well placed in the context of HRI, we evaluate several highly-rated LLMs on discrimination and safety criteria. Our evaluation reveals that LLMs are currently unsafe for people across a diverse range of protected identity characteristics, including, but not limited to, race, gender, disability status, nationality, religion, and their intersections. Concretely, we show that LLMs produce directly discriminatory outcomes- e.g., 'gypsy' and 'mute' people are labeled untrustworthy, but not 'european' or 'able-bodied' people. We find various such examples of direct discrimination on HRI tasks such as facial expression, proxemics, security, rescue, and task assignment. Furthermore, we test models in settings with unconstrained natural language (open vocabulary) inputs, and find they fail to act safely, generating responses that accept dangerous, violent, or unlawful instructions-such as incident-causing misstatements, taking people's mobility aids, and sexual predation. Our results underscore the urgent need for systematic, routine, and comprehensive risk assessments and assurances to improve outcomes and ensure LLMs only operate on robots when it is safe, effective, and just to do so. We provide code to reproduce our experiments at https://github.com/rumaisa-azeem/llm-robots-discrimination-safety .

arXiv:2501.14011v3 Announce Type: replace-cross Abstract: A taxonomy is a hierarchical graph containing knowledge to provide valuable insights for various web applications. However, the manual construction of taxonomies requires significant human effort. As web content continues to expand at an unprecedented pace, existing taxonomies risk becoming outdated, struggling to incorporate new and emerging information effectively. As a consequence, there is a growing need for dynamic taxonomy expansion to keep them relevant and up-to-date. Existing taxonomy expansion methods often rely on classical word embeddings to represent entities. However, these embeddings fall short of capturing hierarchical polysemy, where an entity's meaning can vary based on its position in the hierarchy and its surrounding context. To address this challenge, we introduce QuanTaxo, a quantum-inspired framework for taxonomy expansion that encodes entities in a Hilbert space and models interference effects between them, yielding richer, context-sensitive representations. Comprehensive experiments on five real-world benchmark datasets show that QuanTaxo significantly outperforms classical embedding models, achieving substantial improvements of 12.3% in accuracy, 11.2% in Mean Reciprocal Rank (MRR), and 6.9% in Wu & Palmer (Wu&P) metrics across nine classical embedding-based baselines.

arXiv:2501.15278v3 Announce Type: replace-cross Abstract: The rapid increase in the parameter counts of Large Language Models (LLMs), which often reach into the billions or even trillions, presents significant challenges for their practical deployment, particularly in resource-constrained environments. To address this issue, we propose PIP (Perturbation-based Iterative Pruning), a novel double-view structured pruning method to optimize LLMs, which combines information from two different views: the unperturbed view and the perturbed view. With the calculation of gradient differences, PIP iteratively prunes those that struggle to distinguish between these two views. Our experiments show that PIP reduces the parameter count by approximately 20% while retaining over 85% of the original model's accuracy across varied benchmarks. In some cases, the performance of the pruned model is within 5% of the unpruned version, demonstrating PIP's ability to preserve key aspects of model effectiveness. Moreover, PIP consistently outperforms existing state-of-the-art (SOTA) structured pruning methods, establishing it as a leading technique for optimizing LLMs in constrained environments.

arXiv:2502.17533v3 Announce Type: replace-cross Abstract: The constant $\pi$ has fascinated scholars throughout the centuries, inspiring numerous formulas for its evaluation, such as infinite sums and continued fractions. Despite their individual significance, many of the underlying connections among formulas remain unknown, missing unifying theories that could unveil deeper understanding. The absence of a unifying theory reflects a broader challenge across math and science: knowledge is typically accumulated through isolated discoveries, while deeper connections often remain hidden. In this work, we present an automated framework for the unification of mathematical formulas. Our system combines Large Language Models (LLMs) for systematic formula harvesting, an LLM-code feedback loop for validation, and a novel symbolic algorithm for clustering and eventual unification. We demonstrate this methodology on the hallmark case of $\pi$, an ideal testing ground for symbolic unification. Applying this approach to 455,050 arXiv papers, we validate 385 distinct formulas for $\pi$ and prove relations between 360 (94%) of them, of which 166 (43%) can be derived from a single mathematical object - linking canonical formulas by Euler, Gauss, Brouncker, and newer ones from algorithmic discoveries by the Ramanujan Machine. Our method generalizes to other constants, including $e$, $\zeta(3)$, and Catalan's constant, demonstrating the potential of AI-assisted mathematics to uncover hidden structures and unify knowledge across domains.

arXiv:2504.06261v4 Announce Type: replace-cross Abstract: Large Language Models (LLMs) have demonstrated the ability to tackle increasingly complex tasks through advanced reasoning, long-form content generation, and tool use. Solving these tasks often involves long inference-time computations. In human problem solving, a common strategy to expedite work is collaboration: by dividing the problem into sub-tasks, exploring different strategies concurrently, etc. Recent research has shown that LLMs can also operate in parallel by implementing explicit cooperation frameworks, such as voting mechanisms or the explicit creation of independent sub-tasks that can be executed in parallel. However, each of these frameworks may not be suitable for all types of tasks, which can hinder their applicability. In this work, we propose a different design approach: we run LLM "workers" in parallel , allowing them to synchronize via a concurrently-updated attention cache and prompt these workers to decide how best to collaborate. Our approach allows the LLM instances to come up with their own collaboration strategy for the problem at hand, all the while "seeing" each other's memory in the concurrent KV cache. We implement this approach via Hogwild! Inference: a parallel LLM inference engine where multiple instances of the same LLM run in parallel with the same attention cache, with "instant" access to each other's memory. Hogwild! Inference takes advantage of Rotary Position Embeddings (RoPE) to avoid recomputation while improving parallel hardware utilization. We find that modern reasoning-capable LLMs can perform inference with shared Key-Value cache out of the box, without additional fine-tuning.

arXiv:2505.16826v2 Announce Type: replace-cross Abstract: Recent advances have demonstrated that integrating reinforcement learning with rule-based rewards can significantly enhance the reasoning capabilities of large language models, even without supervised fine-tuning. However, prevalent reinforcement learning algorithms such as GRPO and its variants like DAPO, suffer from a coarse granularity issue when computing the advantage. Specifically, they compute rollout-level advantages that assign identical values to every token within a sequence, failing to capture token-specific contributions and hindering effective learning. To address this limitation, we propose Key-token Advantage Estimation (KTAE) - a novel algorithm that estimates fine-grained, token-level advantages without introducing additional models. KTAE leverages the correctness of sampled rollouts and applies statistical analysis to quantify the importance of individual tokens within a sequence to the final outcome. This quantified token-level importance is then combined with the rollout-level advantage to obtain a more fine-grained token-level advantage estimation. Empirical results show that models trained with GRPO+KTAE and DAPO+KTAE outperform baseline methods across five mathematical reasoning benchmarks. Notably, they achieve higher accuracy with shorter responses and even surpass R1-Distill-Qwen-1.5B using the same base model.

arXiv:2505.22411v2 Announce Type: replace-cross Abstract: Recent advances in Large Reasoning Models (LRMs) have demonstrated remarkable capabilities in solving complex tasks such as mathematics and coding. However, these models frequently exhibit a phenomenon known as overthinking during inference, characterized by excessive validation loops and redundant deliberation, leading to substantial computational overheads. In this paper, we aim to mitigate overthinking by investigating the underlying mechanisms from the perspective of mechanistic interpretability. We first showcase that the tendency of overthinking can be effectively captured by a single direction in the model's activation space and the issue can be eased by intervening the activations along this direction. However, this efficacy soon reaches a plateau and even deteriorates as the intervention strength increases. We therefore systematically explore the activation space and find that the overthinking phenomenon is actually tied to a low-dimensional manifold, which indicates that the limited effect stems from the noises introduced by the high-dimensional steering direction. Based on this insight, we propose Manifold Steering, a novel approach that elegantly projects the steering direction onto the low-dimensional activation manifold given the theoretical approximation of the interference noise. Extensive experiments on DeepSeek-R1 distilled models validate that our method reduces output tokens by up to 71% while maintaining and even improving the accuracy on several mathematical benchmarks. Our method also exhibits robust cross-domain transferability, delivering consistent token reduction performance in code generation and knowledge-based QA tasks. Code is available at: https://github.com/Aries-iai/Manifold_Steering.

arXiv:2506.04245v3 Announce Type: replace-cross Abstract: As the era of autonomous agents making decisions on behalf of users unfolds, ensuring contextual integrity (CI) -- what is the appropriate information to share while carrying out a certain task -- becomes a central question to the field. We posit that CI demands a form of reasoning where the agent needs to reason about the context in which it is operating. To test this, we first prompt LLMs to reason explicitly about CI when deciding what information to disclose. We then extend this approach by developing a reinforcement learning (RL) framework that further instills in models the reasoning necessary to achieve CI. Using a synthetic, automatically created, dataset of only $\sim700$ examples but with diverse contexts and information disclosure norms, we show that our method substantially reduces inappropriate information disclosure while maintaining task performance across multiple model sizes and families. Importantly, improvements transfer from this synthetic dataset to established CI benchmarks such as PrivacyLens that has human annotations and evaluates privacy leakage of AI assistants in actions and tool calls.

arXiv:2508.06059v2 Announce Type: replace-cross Abstract: State-of-the-art (SOTA) fact-checking systems combat misinformation by employing autonomous LLM-based agents to decompose complex claims into smaller sub-claims, verify each sub-claim individually, and aggregate the partial results to produce verdicts with justifications (explanations for the verdicts). The security of these systems is crucial, as compromised fact-checkers can amplify misinformation, but remains largely underexplored. To bridge this gap, this work introduces a novel threat model against such fact-checking systems and presents \textsc{Fact2Fiction}, the first poisoning attack framework targeting SOTA agentic fact-checking systems. Fact2Fiction employs LLMs to mimic the decomposition strategy and exploit system-generated justifications to craft tailored malicious evidences that compromise sub-claim verification. Extensive experiments demonstrate that Fact2Fiction achieves 8.9\%--21.2\% higher attack success rates than SOTA attacks across various poisoning budgets and exposes security weaknesses in existing fact-checking systems, highlighting the need for defensive countermeasures.

arXiv:2508.08385v2 Announce Type: replace-cross Abstract: We study an efficient implementation of Multi-Armed Bandit (MAB)-based Monte-Carlo Tree Search (MCTS) for classical planning. One weakness of MCTS is that it spends a significant time deciding which node to expand next. While selecting a node from an OPEN list with $N$ nodes has $O(1)$ runtime complexity with traditional array-based priority-queues for dense integer keys, the tree-based OPEN list used by MCTS requires $O(\log N)$, which roughly corresponds to the search depth $d$. In classical planning, $d$ is arbitrarily large (e.g., $2^k-1$ in $k$-disk Tower-of-Hanoi) and the runtime for node selection is significant, unlike in game tree search, where the cost is negligible compared to the node evaluation (rollouts) because $d$ is inherently limited by the game (e.g., $d\leq 361$ in Go). To improve this bottleneck, we propose a bilevel modification to MCTS that runs a best-first search from each selected leaf node with an expansion budget proportional to $d$, which achieves amortized $O(1)$ runtime for node selection, equivalent to the traditional queue-based OPEN list. In addition, we introduce Tree Collapsing, an enhancement that reduces action selection steps and further improves the performance.

arXiv:2508.16785v2 Announce Type: replace-cross Abstract: Quantization offers a practical solution to deploy LLMs in resource-constraint environments. However, its impact on internal representations remains understudied, raising questions about the reliability of quantized models. In this study, we employ a range of interpretability techniques to investigate how quantization affects model and neuron behavior. We analyze multiple LLMs under 4-bit and 8-bit quantization. Our findings reveal that the impact of quantization on model calibration is generally minor. Analysis of neuron activations indicates that the number of dead neurons, i.e., those with activation values close to 0 across the dataset, remains consistent regardless of quantization. In terms of neuron contribution to predictions, we observe that smaller full precision models exhibit fewer salient neurons, whereas larger models tend to have more, with the exception of Llama-2-7B. The effect of quantization on neuron redundancy varies across models. Overall, our findings suggest that effect of quantization may vary by model and tasks, however, we did not observe any drastic change which may discourage the use of quantization as a reliable model compression technique.

arXiv:2508.19843v3 Announce Type: replace-cross Abstract: The broad capabilities and substantial resources required to train Large Language Models (LLMs) make them valuable intellectual property, yet they remain vulnerable to copyright infringement, such as unauthorized use and model theft. LLM fingerprinting, a non-intrusive technique that compares the distinctive features (i.e., fingerprint) of LLMs to identify whether an LLM is derived from another, offers a promising solution to copyright auditing. However, its reliability remains uncertain due to the prevalence of diverse model modifications and the lack of standardized evaluation. In this SoK, we present the first comprehensive study of the emerging LLM fingerprinting. We introduce a unified framework and taxonomy that structures the field: white-box methods are classified based on their feature source as static, forward-pass, or backward-pass fingerprinting, while black-box methods are distinguished by their query strategy as either untargeted or targeted. Furthermore, we propose LeaFBench, the first systematic benchmark for evaluating LLM fingerprinting under realistic deployment scenarios. Built upon 7 mainstream foundation models and comprising 149 distinct model instances, LeaFBench integrates 13 representative post-development techniques, spanning both parameter-altering methods (e.g., fine-tuning, quantization) and parameter-independent techniques (e.g., system prompts, RAG). Extensive experiments on LeaFBench reveal the strengths and weaknesses of existing methods, thereby outlining future research directions and critical open problems in this emerging field. The code is available at https://github.com/shaoshuo-ss/LeaFBench.

arXiv:2509.16941v2 Announce Type: replace-cross Abstract: We introduce SWE-Bench Pro, a substantially more challenging benchmark that builds upon the best practices of SWE-BENCH [25], but is explicitly designed to capture realistic, complex, enterprise-level problems beyond the scope of SWE-BENCH. SWE-BENCH PRO contains 1,865 problems sourced from a diverse set of 41 actively maintained repositories spanning business applications, B2B services, and developer tools. The benchmark is partitioned into a public set with open access to problems sourced from 11 repositories, a held-out set of 12 repositories and a commercial set of 18 proprietary repositories where we have formal partnership agreements with early-stage startups. Problems in the held-out and the commercial set are not publicly accessible, but we release results on the commercial set. Our benchmark features long-horizon tasks that may require hours to days for a professional software engineer to complete, often involving patches across multiple files and substantial code modifications. All tasks are human-verified and augmented with sufficient context to ensure resolvability. To better understand these limitations, we cluster the failure modes observed in the collected agent trajectories for a clearer characterization of the error patterns exhibited by current models. Overall, SWE-BENCH PRO provides a contamination-resistant testbed that more faithfully captures the complexity and diversity of real-world software development, advancing the pursuit of truly autonomous software engineering agents at a professional level.

arXiv:2509.23292v2 Announce Type: replace-cross Abstract: Tool-integrated reasoning (TIR) has become a key approach for improving large reasoning models (LRMs) on complex problems. Prior work has mainly studied when to invoke tools, while overlooking how tools are applied. We identify two common patterns: a calculator pattern that uses code for direct computation, and an algorithmic pattern that encodes problems as programs. Misaligned choices often cause failures even when reasoning is sound. We propose a two-stage framework that first builds code competence from both patterns and then aligns pattern selection with teacher preferences. Across challenging math datasets, our pattern-aware method substantially improves both code usage and accuracy, for instance raising Code@1 on MATH500 from 64.0% to 70.5% and on AIME24 from 26.7% to 50.0%. These gains highlight the effectiveness of a pattern-aware approach for tool-integrated reasoning.

arXiv:2510.01223v2 Announce Type: replace-cross Abstract: Large Language Models (LLMs) have demonstrated remarkable capabilities in various tasks. However, they remain exposed to jailbreak attacks, eliciting harmful responses. The nested scenario strategy has been increasingly adopted across various methods, demonstrating immense potential. Nevertheless, these methods are easily detectable due to their prominent malicious intentions. In this work, we are the first to find and systematically verify that LLMs' alignment defenses are not sensitive to nested scenarios, where these scenarios are highly semantically relevant to the queries and incorporate targeted toxic knowledge. This is a crucial yet insufficiently explored direction. Based on this, we propose RTS-Attack (Semantically Relevant Nested Scenarios with Targeted Toxic Knowledge), an adaptive and automated framework to examine LLMs' alignment. By building scenarios highly relevant to the queries and integrating targeted toxic knowledge, RTS-Attack bypasses the alignment defenses of LLMs. Moreover, the jailbreak prompts generated by RTS-Attack are free from harmful queries, leading to outstanding concealment. Extensive experiments demonstrate that RTS-Attack exhibits superior performance in both efficiency and universality compared to the baselines across diverse advanced LLMs, including GPT-4o, Llama3-70b, and Gemini-pro. Our complete code is available at https://github.com/nercode/Work. WARNING: THIS PAPER CONTAINS POTENTIALLY HARMFUL CONTENT.

arXiv:2511.11710v1 Announce Type: new Abstract: Score Distillation Sampling (SDS) enables 3D asset generation by distilling priors from pretrained 2D text-to-image diffusion models, but vanilla SDS suffers from over-saturation and over-smoothing. To mitigate this issue, recent variants have incorporated negative prompts. However, these methods face a critical trade-off: limited texture optimization, or significant texture gains with shape distortion. In this work, we first conduct a systematic analysis and reveal that this trade-off is fundamentally governed by the utilization of the negative prompts, where Target Negative Prompts (TNP) that embed target information in the negative prompts dramatically enhancing texture realism and fidelity but inducing shape distortions. Informed by this key insight, we introduce the Target-Balanced Score Distillation (TBSD). It formulates generation as a multi-objective optimization problem and introduces an adaptive strategy that effectively resolves the aforementioned trade-off. Extensive experiments demonstrate that TBSD significantly outperforms existing state-of-the-art methods, yielding 3D assets with high-fidelity textures and geometrically accurate shape.

arXiv:2510.22162v3 Announce Type: replace-cross Abstract: Despite a potential plateau in ML advancement, the societal impact of large language models lies not in approaching superintelligence but in generating text surfaces indistinguishable from human writing. While Critical AI Studies provides essential material and socio-technical critique, it risks overlooking how LLMs phenomenologically reshape meaning-making. This paper proposes a semiotics of "surface integrity" as attending to the immediate plane where LLMs inscribe themselves into human communication. I distinguish three knowledge interests in ML research (epistemology, epist\=em\=e, and epistemics) and argue for integrating surface-level stylistic analysis alongside depth-oriented critique. Through two case studies examining stylistic markers of synthetic text, I argue how attending to style as a semiotic phenomenon reveals LLMs as cultural machines that transform the conditions of meaning emergence and circulation in contemporary discourse, independent of questions about machine consciousness.

arXiv:2511.01211v3 Announce Type: replace-cross Abstract: We propose a framework that recasts scientific novelty not as a single attribute of a paper, but as a reflection of its position within the evolving intellectual landscape. We decompose this position into two orthogonal dimensions: \textit{spatial novelty}, which measures a paper's intellectual distinctiveness from its neighbors, and \textit{temporal novelty}, which captures its engagement with a dynamic research frontier. To operationalize these concepts, we leverage Large Language Models to develop semantic isolation metrics that quantify a paper's location relative to the full-text literature. Applying this framework to a large corpus of economics articles, we uncover a fundamental trade-off: these two dimensions predict systematically different outcomes. Temporal novelty primarily predicts citation counts, whereas spatial novelty predicts disruptive impact. This distinction allows us to construct a typology of semantic neighborhoods, identifying four archetypes associated with distinct and predictable impact profiles. Our findings demonstrate that novelty can be understood as a multidimensional construct whose different forms, reflecting a paper's strategic location, have measurable and fundamentally distinct consequences for scientific progress.

arXiv:2511.08151v2 Announce Type: replace-cross Abstract: Recent advances in large language models have enabled AI systems to achieve expert-level performance on domain-specific scientific tasks, yet these systems remain narrow and handcrafted. We introduce SciAgent, a unified multi-agent system designed for generalistic scientific reasoning-the ability to adapt reasoning strategies across disciplines and difficulty levels. SciAgent organizes problem solving as a hierarchical process: a Coordinator Agent interprets each problem's domain and complexity, dynamically orchestrating specialized Worker Systems, each composed of interacting reasoning Sub-agents for symbolic deduction, conceptual modeling, numerical computation, and verification. These agents collaboratively assemble and refine reasoning pipelines tailored to each task. Across mathematics and physics Olympiads (IMO, IMC, IPhO, CPhO), SciAgent consistently attains or surpasses human gold-medalist performance, demonstrating both domain generality and reasoning adaptability. Additionally, SciAgent has been tested on the International Chemistry Olympiad (IChO) and selected problems from the Humanity's Last Exam (HLE) benchmark, further confirming the system's ability to generalize across diverse scientific domains. This work establishes SciAgent as a concrete step toward generalistic scientific intelligence-AI systems capable of coherent, cross-disciplinary reasoning at expert levels.